Description
Under CIRO’s new proficiency model, Dealer Member Training is a post-approval requirement for newly approved Registered Representatives (RRs) and Investment Representatives (IRs) at Investment Dealer Members. It must be completed within 90 days after approval, and the training must be relevant to the individual’s role, including the types of clients, products, and activities involved.
The SeeWhy Learning Dealer Member Training CourseTM (DMTC) is designed for newly approved Retail RRs and IRs who need to complete Dealer Member Training under CIRO’s new proficiency framework. It is delivered in a streamlined, click-through format designed specifically to support completion of this requirement.
For Investment Dealer Members, SeeWhy Learning can also support firm-specific customization. Training can be adapted to align with your policies, procedures, service model, supervisory expectations, and product offering. Contact us to learn more.
Note: The DMTC is designed to support CIRO’s Dealer Member Training requirement and differs from SeeWhy Learning’s CIRO exam-prep programs. Because this requirement is firm-based and does not involve a separate industry exam, the standard program components listed below are not included.
SWL Dealer Member Training Course (DMTC)™
$299
90 days (3 months) Online Access-
Structured Module-Based Training
Organized around CIRO’s Dealer Member Training competency areas, including client relationships, KYC, suitability, market conduct, and ethics.
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Real-World Scenarios
Practical examples and scenarios help connect regulatory concepts to day-to-day RR and IR responsibilities.
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Knowledge Checks Throughout
Short knowledge checks reinforce understanding as learners progress through the course.
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Plain-Language Instruction
Clear, easy-to-understand explanations designed to simplify complex regulatory requirements.
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SeeWhy Completion Certificate Upon Completion
Students who complete the course will earn a SeeWhy completion certificate suitable for framing. Those who excel will also be awarded an Honours Crest in recognition of their outstanding performance.
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Video Resources
Monetary & Fiscal Policy Part 2
Monetary & Fiscal Policy
