Life License Qualification Program
The Life License Qualification Program (LLQP) provides the required training for individuals to sell life insurance and related products in Canada. Completing the LLQP® can lead to obtaining a life insurance agent license, allowing individuals to advise and sell life, health, and accident insurance.
Programme de qualification en assurance de personnes
Le Programme de qualification en assurance de personnes (PQAP) fournit la formation requise pour permettre aux individus de vendre de l’assurance vie et des produits connexes au Canada. L’obtention du PQAP® peut mener à un permis de représentant en assurance de personnes, permettant aux individus de conseiller et de vendre des assurances vie, santé et accidents.
Applied Financial Planning®
The Applied Financial Planning® Course (AFP®) by CSI® covers practical financial planning skills, including client needs analysis and comprehensive planning strategies. Completing the AFP® leads to the PFP® designation.
Advanced Investment Strategies®
The Advanced Investment Strategies® Course (AIS®) by CSI® focuses on complex financial strategies and portfolio management. It can help advance careers in investment analysis, portfolio management, and financial planning.
Branch Compliance Officer®
The Branch Compliance Officer® Course (BCO®) by CSI® equips individuals with the expertise to manage regulatory compliance within a financial services branch. Completing the BCO® prepares candidates for roles as compliance officers, ensuring adherence to industry regulations and standards.
Canadian Investment Regulatory Course™
The entry point to CIRO’s new proficiency model, and the required proficiency exam to be registered as an Investment Representative (IR). This foundational course ensures individuals gain a broad understanding of Canadian securities regulation, ethical responsibilities, and industry practices...
Examen de pratique du CCVM1®
Le cours sur le commerce des valeurs mobilières au Canada (CCVM®) offert par CSI® est divisé en deux examens. Le CCVM® peut mener à l’obtention de permis, comme ceux de conseiller en épargne collective ou de courtier en valeurs mobilières, permettant ainsi aux particuliers de négocier des valeurs mobilières et de conseiller des clients au Canada.
Examen de pratique du CCVM2®
Le cours sur le commerce des valeurs mobilières au Canada (CCVM®) offert par CSI® est divisé en deux examens. Le CCVM® peut mener à l’obtention de permis, comme ceux de conseiller en épargne collective ou de courtier en valeurs mobilières, permettant ainsi aux particuliers de négocier des valeurs mobilières et de conseiller des clients au Canada.
Continuing Education
We've designed and created study tools to help you quickly and easily prepare to pass your regulatory exams, and CE courses.
Conduct and Practices Handbook®
The Conduct and Practices Handbook® Course (CPH®) by CSI® teaches the ethical and regulatory standards required in the Canadian securities industry. Completing the CPH® is essential for individuals seeking to become registered representatives or licensed professionals in the investment sector.
Canadian Securities Course® Exam 1
The Canadian Securities Course® (CSC®) by CSI® is broken into two exams. The CSC® can lead to licenses such as investment advisor or securities dealer, enabling individuals to trade securities and advise clients in Canada.
Canadian Securities Course® Exam 2
The Canadian Securities Course® (CSC®) by CSI® is broken into two exams. The CSC® can lead to licenses such as investment advisor or securities dealer, enabling individuals to trade securities and advise clients in Canada.
Derivatives Course™
This course provides the knowledge required to demonstrate proficiency in derivatives markets, products, and regulations. Candidates will learn about derivatives trading, clearing, margining, and risk controls, along with the specific regulatory framework governing derivatives dealers and representatives.
Derivatives Fundamentals and Options Licensing®
The Derivatives Fundamentals and Options Licensing® Course (DFOL®) by CSI® covers the principles of derivatives and options trading within the financial markets. Completing the DFOL® is a requirement for individuals looking to trade options and other derivatives in Canada.
Fonds d’investissement au Canada®
Le cours Fonds d’investissement au Canada® (FIC®) offert par CSI® fournit une compréhension complète des fonds communs de placement et des produits d’investissement. En réussissant le FIC®, les participants peuvent devenir des représentants en épargne collective, ce qui leur permet de vendre et de conseiller sur les fonds communs de placement au Canada.
Financial Planning 1®
The Financial Planning 1® Course (FP1®) by CSI® introduces the core concepts of financial planning, including retirement, tax, and estate planning. Completing the FP1® is a foundational step for those pursuing a career in financial advising and planning in Canada.
Financial Planning Integration Course
The Financial Planning Integration Course® (FPIC®) by CSI® is the final step toward earning the Personal Financial Planner (PFP®) designation. This course integrates knowledge from previous financial planning courses, allowing professionals to apply concepts in real-life client situations, including financial planning strategies, wealth management, and tax considerations.
Financial Planning® 2
The Financial Planning® 2 Course (FP2®) by CSI® builds on advanced financial planning concepts, including complex tax strategies, risk management, and estate planning. Completing the FP2® is designed for those progressing toward a career as a certified financial planner or advanced financial advisor.
Financial Planning Supplement®
The Financial Planning Supplement® Course (FPSU®) by CSI® provides updates on the latest financial planning strategies, tax laws, and regulatory changes. Completing the FPSU® helps financial professionals maintain their knowledge and stay current in the evolving field of financial planning, as they work toward the CFP® designation.
Institutional Securities Course™
Tailored for individuals servicing institutional accounts, this course builds on the foundation of CIRE by emphasizing the unique products, market structures, and regulatory considerations in institutional markets. It prepares candidates to demonstrate competency in trading practices, risk management, and the distinct obligations when dealing with sophisticated clients.
Investment Funds in Canada®
Investment Funds in Canada® (IFC®) by CSI® provides a comprehensive understanding of mutual funds and investment products. Completing the IFC® qualifies individuals to become licensed mutual fund representatives in Canada, allowing them to sell and advise on mutual funds.
Investment Dealer Supervisors Course®
The Investment Dealers Supervisors Course® (IDSC®) by CSI® focuses on the skills needed to supervise compliance, trading, and operations within investment firms. Completing the IDSC® is key for individuals aiming to take on supervisory roles in the Canadian securities industry.
Mutual Funds Course®
Investment Funds in Canada® (IFC®) by CSI® provides a comprehensive understanding of mutual funds and investment products. Completing the IFC® qualifies individuals to become licensed mutual fund representatives in Canada, allowing them to sell and advise on mutual funds.
New Entrants Course®
The New Entrants Course® (NEC®) by CSI® is designed for individuals already licensed in securities in other countries, particularly the U.S. It covers Canadian regulatory and industry standards, helping international professionals meet the qualifications needed to practice in the Canadian securities industry.
Retail Securities Course™
Designed for representatives working with retail clients, this course builds on the foundation of CIRE by focusing on client-facing responsibilities. It covers suitability, product knowledge, disclosure requirements, and the regulatory expectations for those advising and transacting with retail investors.
Supervisor Course™
Focused on leadership and oversight, this course equips prospective supervisors with the knowledge and skills to ensure compliance within their teams. It addresses supervisory obligations under CIRO rules, conflict management, escalation protocols, and the duty to foster a culture of ethical conduct.
Options Licensing Course®
The Options Licensing Course® (OLC®) by CSI® provides the necessary knowledge to trade options in the Canadian financial markets. Completing the OLC® is required for individuals seeking to become licensed options traders, equipping them with the skills to manage risk and execute options strategies.
Other Than Life®
The Other Than Life® course (OTL®), offered by the Insurance Institute of Canada®, covers property and casualty insurance, including auto, home, and commercial insurance. Completing the OTL® is required for individuals looking to become licensed to sell and advise on general insurance products in most Canadian provinces.
Personal Financial Services Advice®
The Personal Financial Services Advice® Course (PFSA®) by CSI® trains individuals to provide advice on banking, credit, and investment products. Completing the PFSA® equips professionals to offer personal financial planning and product recommendations.
Personal Financial Planner
The Personal Financial Planner (PFP®) designation is a certification offered by CSI® that recognizes financial professionals with expertise in comprehensive financial planning. It equips individuals with the knowledge and skills to create customized financial plans, addressing areas such as retirement, investment, tax, estate, and risk management. The PFP® designation is widely recognized in Canada, enhancing a professional's credibility and career opportunities in financial advising and wealth management.
Portfolio Management Techniques®
The Portfolio Management Techniques Course® (PMT®) by CSI® focuses on advanced strategies for managing investment portfolios, including asset allocation and risk management. Completing the PMT® helps professionals enhance their portfolio management skills for advising clients or managing funds.
Wealth Management Essentials®
The Wealth Management Essentials Course® (WME®) by CSI® covers key topics in wealth management, including financial planning, taxation, and investment strategies. Completing the WME® satisfies the 30-month ID (formerly CIRO/IIROC) requirement for Registered Representatives and equips professionals to provide comprehensive advice to high-net-worth clients.
Financial Math
Do you have a financial math calculator acting as a paper weight because you can't remember how to use it? What a waste of a powerful financial tool! This 7-part video series and accompanying practice tests will make you a pro with the calculator in as little as an hour. Don't be satisfied knowing just the basics! Learn how to do more challenging two-part questions as well.
Building Bigger & Better Coaching Series
Master the mindset, structures, and strategies of top advisors with this four-session program. Learn to market effectively, prospect efficiently, and build lasting client relationships. Approved for 4 CE credits by FP Canada, this program, led by Daniel Collison—a 30-year industry expert and renowned educator—reveals proven methods to double your client acquisition in three years or less.
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