CIRO Proficiency Courses
Coming Soon

Get ready for SeeWhy Learning's upcoming offerings aligned with CIRO's new assessment‑centric proficiency model launching in 2026.

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CIRE

Canadian Investment Regulatory Course™

The entry point to CIRO’s new proficiency model, and the required proficiency exam to be registered as an Investment Representative (IR). This foundational course ensures individuals gain a broad understanding of Canadian securities regulation, ethical responsibilities, and industry practices. It establishes the base knowledge that all new registered individuals must demonstrate before specializing further.

RSE

Retail Securities Course™

Designed for representatives working with retail clients, this course builds on the foundation of CIRE by focusing on client-facing responsibilities. It covers suitability, product knowledge, disclosure requirements, and the regulatory expectations for those advising and transacting with retail investors.

ISE

Institutional Securities Course™

Tailored for individuals servicing institutional accounts, this course builds on the foundation of CIRE by emphasizing the unique products, market structures, and regulatory considerations in institutional markets. It prepares candidates to demonstrate competency in trading practices, risk management, and the distinct obligations when dealing with sophisticated clients.

Supervisor Course™

Focused on leadership and oversight, this course equips prospective supervisors with the knowledge and skills to ensure compliance within their teams. It addresses supervisory obligations under CIRO rules, conflict management, escalation protocols, and the duty to foster a culture of ethical conduct.

Derivatives Course™

This course provides the knowledge required to demonstrate proficiency in derivatives markets, products, and regulations. Candidates will learn about derivatives trading, clearing, margining, and risk controls, along with the specific regulatory framework governing derivatives dealers and representatives.

Programs will Include

Securities Foundations Video Series:

Engaging video lessons designed to give students a strong foundational understanding of securities concepts. These videos simplify complex material, making it easier to read and grasp the course manual while building confidence from the very start.

SeeWhy Course Manual:

A comprehensive manual written in plain, easy-to-understand language. It follows the official exam syllabus closely, enriched with analogies, real-world examples, and SeeWhy’s proven memory aids to help students retain key concepts.

Exam Preparation Questions:

An extensive question bank authored by expert trainers. Each question comes with a detailed explanation, allowing students to not only test their knowledge but also deepen their understanding of the reasoning behind the correct answers.

Practice Question Take-Up Videos:

Interactive video walkthroughs of selected practice questions. SeeWhy trainers break down the concepts, demonstrate effective exam strategies, and share tips for handling challenging questions, giving students the benefit of expert insight.

Remote Proctored Mock Exam:

A full-length simulated exam experience delivered through secure online proctoring. Students can practice under real exam conditions, receive instant results, and earn a SeeWhy completion certificate. Those who excel will also be awarded an Honours Crest in recognition of their outstanding performance.

SeeWhy Archive:

Access to carefully curated video lessons from SeeWhy’s extensive library, built over more than 15 years of teaching Canadian securities licensing exams. Our trainers have hand-selected archived content that continues to provide valuable insights for students preparing for the CIRO exams.