Canadian Investment Regulatory Course™
The entry point to CIRO’s new proficiency model, and the required proficiency exam to be registered as an Investment Representative (IR). This foundational course ensures individuals gain a broad understanding of Canadian securities regulation, ethical responsibilities, and industry practices. It establishes the base knowledge that all new registered individuals must demonstrate before specializing further.
Retail Securities Course™
Designed for representatives working with retail clients, this course builds on the foundation of CIRE by focusing on client-facing responsibilities. It covers suitability, product knowledge, disclosure requirements, and the regulatory expectations for those advising and transacting with retail investors.
Institutional Securities Course™
Tailored for individuals servicing institutional accounts, this course builds on the foundation of CIRE by emphasizing the unique products, market structures, and regulatory considerations in institutional markets. It prepares candidates to demonstrate competency in trading practices, risk management, and the distinct obligations when dealing with sophisticated clients.
Supervisor Course™
Focused on leadership and oversight, this course equips prospective supervisors with the knowledge and skills to ensure compliance within their teams. It addresses supervisory obligations under CIRO rules, conflict management, escalation protocols, and the duty to foster a culture of ethical conduct.
Derivatives Course™
This course provides the knowledge required to demonstrate proficiency in derivatives markets, products, and regulations. Candidates will learn about derivatives trading, clearing, margining, and risk controls, along with the specific regulatory framework governing derivatives dealers and representatives.
